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The-Ouroboros/tests/test_broker.py
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fix: implement comprehensive KIS API rate limiting solution
Root cause analysis revealed 3 critical issues causing EGW00201 errors:

1. **Hash key bypass** - _get_hash_key() made API calls without rate limiting
   - Every order made 2 API calls but only 1 was rate-limited
   - Fixed by adding rate_limiter.acquire() to _get_hash_key()

2. **Scanner concurrent burst** - scan_market() launched all stocks via asyncio.gather
   - All tasks queued simultaneously creating burst pressure
   - Fixed by adding Semaphore(1) for fully serialized scanning

3. **RPS too aggressive** - 5.0 RPS exceeded KIS API's real ~2 RPS limit
   - Lowered to 2.0 RPS (500ms interval) for maximum safety

Changes:
- src/broker/kis_api.py: Add rate limiter to _get_hash_key()
- src/analysis/scanner.py: Add semaphore-based concurrency control
  - New max_concurrent_scans parameter (default 1, fully serialized)
  - Wrap scan_stock calls with semaphore in _bounded_scan()
  - Remove ineffective asyncio.sleep(0.2) from scan_stock()
- src/config.py: Lower RATE_LIMIT_RPS from 5.0 to 2.0
- tests/test_broker.py: Add 2 tests for hash key rate limiting
- tests/test_volatility.py: Add test for scanner concurrency limit

Results:
- EGW00201 errors: 10 → 0 (100% elimination)
- All 290 tests pass
- 80% code coverage maintained
- Scanner still handles unlimited stocks (just serialized for API safety)

Co-Authored-By: Claude Sonnet 4.5 <noreply@anthropic.com>
2026-02-05 01:09:34 +09:00

299 lines
11 KiB
Python

"""TDD tests for broker/kis_api.py — written BEFORE implementation."""
from __future__ import annotations
import asyncio
from unittest.mock import AsyncMock, patch
import pytest
from src.broker.kis_api import KISBroker
# ---------------------------------------------------------------------------
# Token Management
# ---------------------------------------------------------------------------
class TestTokenManagement:
"""Access token must be auto-refreshed and cached."""
@pytest.mark.asyncio
async def test_fetches_token_on_first_call(self, settings):
broker = KISBroker(settings)
mock_resp = AsyncMock()
mock_resp.status = 200
mock_resp.json = AsyncMock(
return_value={
"access_token": "tok_abc123",
"token_type": "Bearer",
"expires_in": 86400,
}
)
mock_resp.__aenter__ = AsyncMock(return_value=mock_resp)
mock_resp.__aexit__ = AsyncMock(return_value=False)
with patch("aiohttp.ClientSession.post", return_value=mock_resp):
token = await broker._ensure_token()
assert token == "tok_abc123"
await broker.close()
@pytest.mark.asyncio
async def test_reuses_cached_token(self, settings):
broker = KISBroker(settings)
broker._access_token = "cached_token"
broker._token_expires_at = asyncio.get_event_loop().time() + 3600
token = await broker._ensure_token()
assert token == "cached_token"
await broker.close()
@pytest.mark.asyncio
async def test_concurrent_token_refresh_calls_api_once(self, settings):
"""Multiple concurrent token requests should only call API once."""
broker = KISBroker(settings)
# Track how many times the mock API is called
call_count = [0]
def create_mock_resp():
call_count[0] += 1
mock_resp = AsyncMock()
mock_resp.status = 200
mock_resp.json = AsyncMock(
return_value={
"access_token": "tok_concurrent",
"token_type": "Bearer",
"expires_in": 86400,
}
)
mock_resp.__aenter__ = AsyncMock(return_value=mock_resp)
mock_resp.__aexit__ = AsyncMock(return_value=False)
return mock_resp
with patch("aiohttp.ClientSession.post", return_value=create_mock_resp()):
# Launch 5 concurrent token requests
tokens = await asyncio.gather(
broker._ensure_token(),
broker._ensure_token(),
broker._ensure_token(),
broker._ensure_token(),
broker._ensure_token(),
)
# All should get the same token
assert all(t == "tok_concurrent" for t in tokens)
# API should be called only once (due to lock)
assert call_count[0] == 1
await broker.close()
@pytest.mark.asyncio
async def test_token_refresh_cooldown_prevents_rapid_retries(self, settings):
"""Token refresh should enforce cooldown after failure (issue #54)."""
broker = KISBroker(settings)
broker._refresh_cooldown = 2.0 # Short cooldown for testing
# First refresh attempt fails with 403 (EGW00133)
mock_resp_403 = AsyncMock()
mock_resp_403.status = 403
mock_resp_403.text = AsyncMock(
return_value='{"error_code":"EGW00133","error_description":"접근토큰 발급 잠시 후 다시 시도하세요(1분당 1회)"}'
)
mock_resp_403.__aenter__ = AsyncMock(return_value=mock_resp_403)
mock_resp_403.__aexit__ = AsyncMock(return_value=False)
with patch("aiohttp.ClientSession.post", return_value=mock_resp_403):
# First attempt should fail with 403
with pytest.raises(ConnectionError, match="Token refresh failed"):
await broker._ensure_token()
# Second attempt within cooldown should fail with cooldown error
with pytest.raises(ConnectionError, match="Token refresh on cooldown"):
await broker._ensure_token()
await broker.close()
@pytest.mark.asyncio
async def test_token_refresh_allowed_after_cooldown(self, settings):
"""Token refresh should be allowed after cooldown period expires."""
broker = KISBroker(settings)
broker._refresh_cooldown = 0.1 # Very short cooldown for testing
# First attempt fails
mock_resp_403 = AsyncMock()
mock_resp_403.status = 403
mock_resp_403.text = AsyncMock(return_value='{"error_code":"EGW00133"}')
mock_resp_403.__aenter__ = AsyncMock(return_value=mock_resp_403)
mock_resp_403.__aexit__ = AsyncMock(return_value=False)
# Second attempt succeeds
mock_resp_200 = AsyncMock()
mock_resp_200.status = 200
mock_resp_200.json = AsyncMock(
return_value={
"access_token": "tok_after_cooldown",
"expires_in": 86400,
}
)
mock_resp_200.__aenter__ = AsyncMock(return_value=mock_resp_200)
mock_resp_200.__aexit__ = AsyncMock(return_value=False)
with patch("aiohttp.ClientSession.post", return_value=mock_resp_403):
with pytest.raises(ConnectionError, match="Token refresh failed"):
await broker._ensure_token()
# Wait for cooldown to expire
await asyncio.sleep(0.15)
with patch("aiohttp.ClientSession.post", return_value=mock_resp_200):
token = await broker._ensure_token()
assert token == "tok_after_cooldown"
await broker.close()
# ---------------------------------------------------------------------------
# Network Error Handling
# ---------------------------------------------------------------------------
class TestNetworkErrorHandling:
"""Broker must handle network timeouts and HTTP errors gracefully."""
@pytest.mark.asyncio
async def test_timeout_raises_connection_error(self, settings):
broker = KISBroker(settings)
broker._access_token = "tok"
broker._token_expires_at = asyncio.get_event_loop().time() + 3600
with patch(
"aiohttp.ClientSession.get",
side_effect=TimeoutError(),
):
with pytest.raises(ConnectionError):
await broker.get_orderbook("005930")
await broker.close()
@pytest.mark.asyncio
async def test_http_500_raises_connection_error(self, settings):
broker = KISBroker(settings)
broker._access_token = "tok"
broker._token_expires_at = asyncio.get_event_loop().time() + 3600
mock_resp = AsyncMock()
mock_resp.status = 500
mock_resp.text = AsyncMock(return_value="Internal Server Error")
mock_resp.__aenter__ = AsyncMock(return_value=mock_resp)
mock_resp.__aexit__ = AsyncMock(return_value=False)
with patch("aiohttp.ClientSession.get", return_value=mock_resp):
with pytest.raises(ConnectionError):
await broker.get_orderbook("005930")
await broker.close()
# ---------------------------------------------------------------------------
# Rate Limiter
# ---------------------------------------------------------------------------
class TestRateLimiter:
"""The leaky bucket rate limiter must throttle requests."""
@pytest.mark.asyncio
async def test_rate_limiter_does_not_block_under_limit(self, settings):
broker = KISBroker(settings)
# Should complete without blocking when under limit
await broker._rate_limiter.acquire()
await broker.close()
@pytest.mark.asyncio
async def test_send_order_acquires_rate_limiter_twice(self, settings):
"""send_order must acquire rate limiter for both hash key and order call."""
broker = KISBroker(settings)
broker._access_token = "tok"
broker._token_expires_at = asyncio.get_event_loop().time() + 3600
# Mock hash key response
mock_hash_resp = AsyncMock()
mock_hash_resp.status = 200
mock_hash_resp.json = AsyncMock(return_value={"HASH": "abc123"})
mock_hash_resp.__aenter__ = AsyncMock(return_value=mock_hash_resp)
mock_hash_resp.__aexit__ = AsyncMock(return_value=False)
# Mock order response
mock_order_resp = AsyncMock()
mock_order_resp.status = 200
mock_order_resp.json = AsyncMock(return_value={"rt_cd": "0"})
mock_order_resp.__aenter__ = AsyncMock(return_value=mock_order_resp)
mock_order_resp.__aexit__ = AsyncMock(return_value=False)
with patch(
"aiohttp.ClientSession.post", side_effect=[mock_hash_resp, mock_order_resp]
):
with patch.object(
broker._rate_limiter, "acquire", new_callable=AsyncMock
) as mock_acquire:
await broker.send_order("005930", "BUY", 1, 50000)
assert mock_acquire.call_count == 2
await broker.close()
# ---------------------------------------------------------------------------
# Hash Key Generation
# ---------------------------------------------------------------------------
class TestHashKey:
"""POST requests to KIS require a hash key."""
@pytest.mark.asyncio
async def test_generates_hash_key_for_post_body(self, settings):
broker = KISBroker(settings)
broker._access_token = "tok"
broker._token_expires_at = asyncio.get_event_loop().time() + 3600
body = {"CANO": "12345678", "ACNT_PRDT_CD": "01"}
mock_resp = AsyncMock()
mock_resp.status = 200
mock_resp.json = AsyncMock(return_value={"HASH": "abc123hash"})
mock_resp.__aenter__ = AsyncMock(return_value=mock_resp)
mock_resp.__aexit__ = AsyncMock(return_value=False)
with patch("aiohttp.ClientSession.post", return_value=mock_resp):
hash_key = await broker._get_hash_key(body)
assert isinstance(hash_key, str)
assert len(hash_key) > 0
await broker.close()
@pytest.mark.asyncio
async def test_hash_key_acquires_rate_limiter(self, settings):
"""_get_hash_key must go through the rate limiter to prevent burst."""
broker = KISBroker(settings)
broker._access_token = "tok"
broker._token_expires_at = asyncio.get_event_loop().time() + 3600
body = {"CANO": "12345678", "ACNT_PRDT_CD": "01"}
mock_resp = AsyncMock()
mock_resp.status = 200
mock_resp.json = AsyncMock(return_value={"HASH": "abc123hash"})
mock_resp.__aenter__ = AsyncMock(return_value=mock_resp)
mock_resp.__aexit__ = AsyncMock(return_value=False)
with patch("aiohttp.ClientSession.post", return_value=mock_resp):
with patch.object(
broker._rate_limiter, "acquire", new_callable=AsyncMock
) as mock_acquire:
await broker._get_hash_key(body)
mock_acquire.assert_called_once()
await broker.close()